-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EG4aaeQU6wqWMlzvlKnGCIeSWtDrRWcCQeO6F2J69tj71O01Ne9OXUi9nXPlj4qP m5yVA1VwXnx64u1Wdf+lbw== 0000950124-06-006604.txt : 20061108 0000950124-06-006604.hdr.sgml : 20061108 20061108163644 ACCESSION NUMBER: 0000950124-06-006604 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 GROUP MEMBERS: NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP GROUP MEMBERS: RICHMOND TAI INC. GROUP MEMBERS: RICHMOND U.K., INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79586 FILM NUMBER: 061197920 MAIL ADDRESS: STREET 1: 12025 TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105536262 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 SC 13G/A 1 v24993a2sc13gza.txt AMENDMENT NO. 2 TO SCHEDULE 13G ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)(1) TRW Automotive Holdings Corp. - -------------------------------------------------------------------------------- (NAME OF ISSUER) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 87264S 10 6 - -------------------------------------------------------------------------------- (CUSIP NUMBER) November 6, 2006 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ Page 1 of 8 CUSIP No. 87264S 10 6 13G Page 2 of 8 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) Northrop Grumman Corporation 95-4840775 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power -0- ----------------------------------------------------------- NUMBER OF (6) Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH (7) Sole Dispositive Power REPORTING PERSON -0- WITH ----------------------------------------------------------- (8) Shared Dispositive Power -0- - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person -0-* - -------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 0% - -------------------------------------------------------------------------------- (12) Type of Reporting Person CO - -------------------------------------------------------------------------------- CUSIP No. 87264S 10 6 13G Page 3 of 8 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) Northrop Grumman Space & Mission Systems Corp. 34-0575430 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Ohio - -------------------------------------------------------------------------------- (5) Sole Voting Power: -0- ----------------------------------------------------------- NUMBER OF (6) Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH (7) Sole Dispositive Power REPORTING PERSON -0- WITH ----------------------------------------------------------- (8) Shared Dispositive Power -0- - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person -0-* - -------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 0% - -------------------------------------------------------------------------------- (12) Type of Reporting Person CO - -------------------------------------------------------------------------------- CUSIP No. 87264S 10 6 13G Page 4 of 8 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) Richmond TAI Inc. 03-0450952 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power: -0- ----------------------------------------------------------- NUMBER OF (6) Shared Voting Power: SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH (7) Sole Dispositive Power: REPORTING PERSON -0- WITH ----------------------------------------------------------- (8) Shared Dispositive Power: -0- - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person: -0-* - -------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 0% - -------------------------------------------------------------------------------- (12) Type of Reporting Person CO - -------------------------------------------------------------------------------- CUSIP No. 87264S 10 6 13G Page 5 of 8 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) Richmond U.K. Inc. 14-1857691 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power: -0- ----------------------------------------------------------- NUMBER OF (6) Shared Voting Power: SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH (7) Sole Dispositive Power: REPORTING PERSON -0- WITH ----------------------------------------------------------- (8) Shared Dispositive Power: -0- - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person: -0-* - -------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 0% - -------------------------------------------------------------------------------- (12) Type of Reporting Person CO - -------------------------------------------------------------------------------- * On November 6, 2006, the Reporting Persons sold 9,743,500 shares of the Common Stock to the Issuer, representing all of the shares of Issuer beneficially owned by Reporting Persons. CUSIP No. 87264S 10 6 13G Page 6 of 8 Pages Item 1(a). Name of Issuer: TRW Automotive Holdings Corp. Item 1(b). Address of Issuer's Principal Executive Offices: 12001 Tech Center Drive Livonia, Michigan 48150 Item 2(a). Name of Person Filing: Northrop Grumman Corporation Item 2(b). Address of Principal Business Office or, if None, Residence: 1840 Century Park East Los Angeles, California 90067 Item 2(c). Citizenship: Delaware Item 2(d). Title of Class of Securities: TRW Automotive Holdings Corp., Common Stock, par value $0.01 per share Item 2(e). CUSIP Number: 87264S 10 6 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not applicable. CUSIP No. 87264S 10 6 13G Page 7 of 8 Pages Item 4. Ownership: (a) Amount beneficially owned: -0- (b) Percent of class: 0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: -0- (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: -0- (iv) Shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class: Check box if this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities. [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certifications: Not applicable. CUSIP No. 87264S 10 6 13G Page 8 of 8 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 8, 2006 NORTHROP GRUMMAN CORPORATION By: /s/ Kathleen M. Salmas ------------------------------------- Kathleen M. Salmas, Assistant Secretary Date: November 8, 2006 NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP. By: /s/ Kathleen M. Salmas ------------------------------------- Kathleen M. Salmas, Secretary Date: November 8, 2006 RICHMOND TAI INC. By: /s/ Kathleen M. Salmas ------------------------------------- Kathleen M. Salmas, Secretary Date: November 8, 2006 RICHMOND U.K. INC. By: /s/ Kathleen M. Salmas ------------------------------------- Kathleen M. Salmas, Secretary EX-99.1 2 v24993a2exv99w1.txt EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed in counterparts and each of such counterparts taken together shall constitute one and the same instrument. Date: November 8, 2006 NORTHROP GRUMMAN CORPORATION By: /s/ Kathleen M. Salmas ------------------------------------- Kathleen M. Salmas, Assistant Secretary Date: November 8, 2006 NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP. By: /s/ Kathleen M. Salmas ------------------------------------- Kathleen M. Salmas, Secretary Date: November 8, 2006 RICHMOND TAI INC. By: /s/ Kathleen M. Salmas ------------------------------------- Kathleen M. Salmas, Secretary Date: November 8, 2006 RICHMOND U.K. INC. By: /s/ Kathleen M. Salmas ------------------------------------- Kathleen M. Salmas, Secretary -----END PRIVACY-ENHANCED MESSAGE-----